The Financial Crimes Enforcement Network (“FinCEN”) unveiled its Global Investigations Division (“GID”), which will be responsible for both domestic and international investigation under the Bank Secrecy Act (“BSA”). GID will
Yesterday, the Commodity Futures Trading Commission (“CFTC”) filed a motion with the court in CFTC v. Kraft and Mondelez (15-2881 N.D. Ill.) to vacate its order setting an evidentiary hearing
The FDA could begin enforcement actions against companies that manufacture, market, or sell CBD products as soon as this fall. Previously, the FDA indicated that it was “expediting” its efforts
A cybersecurity and regulatory attorney, Braden Perry is featured discussing the security concerns over Huawei and other Chinese companies in a Washington Examiner article. A number of U.S. policymakers have raised
The CFTC action against Kraft and Mondelez for manipulation of the wheat futures markets is over. Yesterday, Kraft and Mondelez agreed to a $16 million civil monetary penalty and an
If you are seeking to raise investment money for your company, remember that one of the best things you can do to protect yourself is disclosing as much information about
On August 1, 2019, Kansas issued Notice 19-04 that requires any remote seller, regardless of physical presence, to register, collect and remit sales taxes on any sales of tangible personal
Yesterday, the 11th Circuit Court of Appeals issued its decision in the case involving Miami club investor Isaac Feldman’s convictions for conspiracy to commit wire fraud and conspiracy to commit
According to FINRA, Citigroup’s brokerage unit, Citigroup Global Markets, Inc., failed in running background checks on at least 10,400 non-registered associated persons, which led to three individuals who’d been convicted
Lawrence Fejokwu and his company, Chazon QTA Quantitative Trading Artists LLC, was banned from National Futures Association (NFA) membership after Fejokwu refused to help with its investigation. The U.S. Commodity
Today, the U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against Curtis Dalton of Middleton, Massachusetts, requiring him to pay $200,000 for offering illegal off-exchange
As detailed in this IRS news release today, the IRS has begun sending letters to taxpayers with virtual currency transactions that may have resulted in tax liabilities. This notice provides:
