Perry Discusses Potential CFTC Leadership Changes with National Law Journal

J. Christopher Giancarlo, a Republican Commissioner of the CFTC, and potentially the next leader of the Commission hasn’t hesitated to dissent from fellow commissioners. That is the sentiment of Kennyhertz Perry partner Braden Perry said in a recent National Law Journal article. Perry, a former CFTC Senior Trial Attorney stated, “He’s been more of a pro-industry commissioner as opposed to some of the other commissioners who have pursued with vigor the Dodd-Frank consumer-protection provisions.”

Dodd-Frank has created numerous rules and regulations within the CFTC in recent year and, Perry said, “[y]ou might see some of the rules and regulations that are under consideration or have been already approved be rolled back under Giancarlo’s leadership.”

Perry, as part of Kennyhertz Perry’s Commodities, Futures, and Derivatives practice group, advises clients on a wide range of commodities and derivatives regulatory matters, and works with companies on compliance with the complex laws and regulations governing the securities and derivatives industries.

To view the entire article, please visit NationalLawJournal.com.

The Importance of a Cybersecurity and Disaster Recovery Plan

Kennyhertz Perry Partner Braden Perry was featured in Bluelock’s recent whitepaper, discussing the importance of a cybersecurity and disaster recovery plans. Perry said, “In the event of a malicious attack, a company should have systems in place to keep operational or at least backups where the company is not affected or very slightly affected. In the event of a total disruption of the business, it is too late to mitigate and you will likely see dramatic costs to the business, especially small or mid-sized businesses. Being proactive rather than reactive is the key.”

Perry’s comments not only show the importance of a proactive plan, but a disaster recovery procedure if a disruption of business occurs. As a member of the Kennyhertz Perry’s Privacy, Cybersecurity, and Breach Management practice group, Perry assists clients in prevention, developing robust information security programs, including administering internal compliance and risk assessments, which include the development and implementation of corporate policies and procedures required for compliance with state and federal privacy and security laws, and information security best practices; information security policies; records retention and management policies.

Kennyhertz Perry named “Best Securities Law Firm” by Investor Review Magazine

United Kingdom, 2016 – Investor Review Magazine have announced the winners of the 2016 Fund Elite Awards, and have named Kennyhertz Perry, LLC “Best Securities Law Firm.”

The health of the fund industry is a true test of the overall health of the financial markets, and despite strong challenges over the past 12 months the sector has been growing steadily.

Therefore, we have created the 2016 Fund Elite Awards to showcase the talent, dedication and experience of those behind some of the greatest funds in the market, which have overcome many obstacles to achieve strong returns for investors despite the market struggles.

Braden Perry Discusses Email Discretion with Ragan.com

Kennyhertz Perry Partner Braden Perry was recently interviewed by Ragan.com about the timely issue of email discretion. Perry, a cybersecurity attorney who trains companies in email usage and emerging technological topics, provided the following advice: Communicate what you need to communicate, and only that. Leave sarcasm and jokes for the water cooler.

“You should always think that any email you write could be published on page one for all to read,” he says. “Ask yourself: Is it necessary to write? Or can I call and provide the same information?”

As a former federal enforcement attorney, Perry knows the dangers of errant emails. Frequently, an email would be the smoking gun necessary for prosecution.

Kennyhertz Perry Named Best Securities Law Firm

Kennyhertz Perry Named Best Securities Law Firm

Investor Review Magazine have announced the winners of the 2016 Single Manager Awards and have named Kennyhertz Perry as the Best Securities Law Firm.

As diversification becomes the investment industry watchword many single manager funds are being overlooked, despite the numerous advantages including reduced fees, elimination of netting risk and the focus on specific investments or strategies, which can be useful for those looking to invest exclusively in one type of product eg. ethical investments.

Expert Witness Services

In today’s complex litigation, the need for a financial or regulatory expert is becoming increasing more frequent. Former CFTC Senior Trial Attorney Braden Perry and former Kansas Securities Commissioner Marc

FCPA Due Diligence

Companies can now avoid FCPA prosecution by instituting an effective, functioning compliance program. Routine FCPA Due Diligence is a critical component in maintaining a FCPA compliance program. Experienced, and attuned to details,