816.527.9447
    [email protected]
    Kenny Hertz Perry Law
    Menu
    • Home
    • About
    • Practice Areas
      • Business Litigation
      • Collegiate Sports
      • Commodities, Futures and Derivatives
      • Startups & Emerging Businesses
      • Expert Witness Services
      • Financial Services
      • Government Enforcement & White-Collar Crime
      • FCPA Due Diligence
      • Gaming
      • Intellectual Property
      • Internal & Workplace Investigations
      • Medical Marijuana
      • Mergers & Acquisitions
      • Outside General Counsel
      • Privacy, Cybersecurity, and Breach Management
      • Real Estate
      • Regulatory & Compliance
      • Restaurant, Bar & Liquor Licensing
      • Transactional Law
    • Attorneys
      • John Kennyhertz
      • Braden Perry
      • Peter Andreone
      • Kristen Andrews
      • Kelly Garrity Bieri
      • Arthur Chaykin
      • Jon R. Dedon
      • Jeff Donoho
      • Erin Fishman
      • Katy Houchin
      • Leigh Ann Massey
      • Cody Miller
      • Dan A. Saathoff
      • Danielle Wallace
      • Mit Winter
    • News
    • Contact
    Home / CFTC

    CFTC

    A Broken Record: CFTC Fines Another Binary Options Firm for Illegal Off-Exchange Trading

    A Broken Record: CFTC Fines Another Binary Options Firm for Illegal Off-Exchange Trading

    Today, the U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against Curtis Dalton of Middleton, Massachusetts, requiring him to pay $200,000 for offering illegal off-exchange

    • More
    • 638
    • 0
    • 0
    Posted July 29, 2019 | by admin |in CFTC, White Collar Crime
    CME and CFTC Charge Unregistered Hedge Fund with Spec Limit Violations

    CME and CFTC Charge Unregistered Hedge Fund with Spec Limit Violations

    The Chicago Mercantile Exchange (CME) and Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against an unregistered Hong Kong-based hedge fund, Elephas Investment Management Ltd. (Elephas),

    • More
    • 828
    • 0
    • 0
    Posted July 2, 2019 | by admin |in CFTC, White Collar Crime
    CFTC Files $147 Million Enforcement Action Against Bitcoin Trading and Investment Company

    CFTC Files $147 Million Enforcement Action Against Bitcoin Trading and Investment Company

    Earlier this week, the Commodity Futures Trading Commission (“CFTC”) filed a civil enforcement action against Control-Finance, a United Kingdom-based Bitcoin trading and investment company.  The complaint alleges that Control-Finance made

    • More
    • 541
    • 0
    • 0
    Posted June 19, 2019 | by admin |in CFTC, White Collar Crime

    Binary Options Firm Fined $22 Million by the CFTC

    Yesterday, the Middle District of Florida entered a Consent Order for Permanent Injunction, Civil Monetary Penalty, and Other Equitable Relief against Dr. Michael Shahand and Zilmil, Inc., who allegedly engaged in

    • More
    • 208
    • 0
    • 0
    Posted April 30, 2019 | by admin |in CFTC, White Collar Crime

    Foreign Corrupt Practices Act and the CFTC

    Foreign Corrupt Practices Act and the CFTC

    • More
    • 320
    • 0
    • 0
    Posted March 9, 2019 | by admin |in CFTC, White Collar Crime

    CFTC Awards More Than $2 Million to Whistleblower

    The Commodity Futures Trading Commission (“CFTC”) announced a whistleblower award totaling more than $2 million to be paid to an individual whistleblower. The CFTC granted the whistleblower’s award application for

    • More
    • 228
    • 0
    • 0
    Posted March 5, 2019 | by admin |in CFTC, White Collar Crime

    CFTC Announces 2019 Examination Priorities – A First for the Commission

    For the first time, the Commodity Futures Trading Commission (CFTC) announced 2019 Examination Priorities for registrants of the Division of Market Oversight (DMO), Division of Swap Dealer & Intermediary Oversight

    • More
    • 669
    • 0
    • 0
    Posted February 12, 2019 | by admin |in CFTC, White Collar Crime

    CFTC Gets Default in $11 Million CPO Fraud Case

    The Commodity Futures Trading Commission (CFTC) recently announced an Order of default judgment and permanent injunction has been issued against defendants Capital Growth Group Associates and Cobra Development Group in

    • More
    • 207
    • 1
    • 0
    Posted December 14, 2018 | by admin |in CFTC, White Collar Crime

    CFTC Wins Judgment Against Commodity Pool Blue Guru

    Today, The Commodity Futures Trading Commission (CFTC) announced today that Defendant Mark R. Slobodnik, operating as Blue Guru, LLC, was ordered to pay approximately $370,000 in fines in connection with

    • More
    • 1031
    • 0
    • 0
    Posted December 6, 2018 | by admin |in CFTC, White Collar Crime

    2018 Update: CFTC Sues Another “Trading Strategy and Systems” Scheme

    June 25, 2018 Update: The CFTC continued its actions against a Trading Strategy and Systems Scheme today, with a Consent and Default Order against Open Range Trading LLC (Open Range) with

    • More
    • 531
    • 0
    • 0
    Posted June 25, 2018 | by admin |in CFTC, White Collar Crime

    CFTC Charges New Yorker in Binary Option CPO Fraud

    Recently, the CFTC filed an action against Kevin Scott Antonovich alleging from September 2015 through August 2016 he fraudulently solicited and received approximately $284,000 from at least 154 pool participants

    • More
    • 412
    • 0
    • 0
    Posted April 25, 2018 | by admin |in CFTC, White Collar Crime

    CFTC Issues Pump-and-Dump Virtual Currency Advisory

    The Commodity Futures Trading Commission (CFTC) warned the public to beware of and avoid pump-and-dump schemes that can occur in thinly traded or new “alternative” virtual currencies, digital coins or

    • More
    • 271
    • 0
    • 0
    Posted February 16, 2018 | by admin |in CFTC, Due Diligence, White Collar Crime
    • First
    • Prev
    • Page of 6
      • 12345
        6
    • Next
    • Last
    Kennyhertz Perry Main Office
    2000 Shawnee Mission Pkwy, Ste. 210
    Mission Woods, Kansas 66205
    [email protected]
    (816) 527-9447
    © 2023 All Rights Reserved Terms of Use and Privacy Policy