Kennyhertz Perry Partner Braden Perry Selected as Speaker for The Knowledge Group’s Foreign Corrupt Practices Act (“FCPA”) Webcast

Braden Perry, a government enforcement and investigations attorney with Kennyhertz Perry, LLC, has been invited to speak at The Knowledge Group’s live webcast entitled “FCPA Investigation Cooperation: Avoiding Common Corporate Mistakes.” This event will focus on companies and clients potentially at risk for a Foreign Corrupt Practices Act (“FCPA”) investigation and how internal investigations should be appropriately tailored and cautioned against overly broad and costly investigations that may delay resolution.

In a two-hour live webcast, a panel of thought leaders and practitioners assembled by The Knowledge Group will identify the common corporate mistakes and the best strategies on how to avoid them during FCPA investigation.

Key topics include:

  • FCPA Enforcement – A 2016 Overview
  • Common FCPA Corporate Missteps during Investigation
  • Strategies for Thorough and Tailored Investigation
  • Best Practices When Working with the Government
  • Recent Regulatory Developments
Posted February 23, 2016 | by admin |in Government Investigations

Real Estate Compliance and CFPB Compliance

Recently, Braden Perry discussed Real Estate encryption and client privacy with Virtru Business Solutions Blog and described how the Consumer Financial Protection Bureau (“CFPB”) monitors compliance and privacy.

The CFPB is designed to help consumers across the financial industry, said Perry. And company culture is often the biggest obstacle to CFPB compliance: “Many regulated companies are “reactive,” meaning that they do not anticipate issues but wait for issues to arise and then act or “react.” [They’re] short-sighted, looking at the near-term and not focused on long-term goals. “Proactive” companies are forward looking, not only in anticipating issues that might arise, but in having clear directions and goals.”

Perry recommended that companies remain open to change. Reactive organizations tend to resist security initiatives, creating an “uphill battle” for compliance staff. To succeed, organizations need full management buy-in.

Posted February 22, 2016 | by admin |in Compliance

Kennyhertz Perry’s Braden Perry Obtains the Digital Currency Council DCC Certification

Braden Perry recently became a Digital Currency Council Certified Professional by passing the DCC certification exam. The exam is administered by the Digital Currency Council and is the industry recognized designation of competence and professionalism in the digital currency economy. Successful candidates for DCC Certification have demonstrated competency in the six core competency areas of a digital currency professional, including: Origins & Technical Underpinnings; Properties & Monetary Implications; Practical Use; Ecosystem; Accounting & Finance; and Regulatory & Legal.

Posted November 4, 2015 | by admin |in Bitcoins, News, Regulations

Braden Perry Provides Document Retention Advice via RecordNations

Braden Perry, Partner with Kennyhertz Perry, LLC, recently spoke with RecordNations regarding effective document retention. “There is no better way to ensure proper retention than a consistently enforced document retention policy that ensures both hard copy and electronic data is handled properly. Handling retention, as well as destruction, is a key to any company in reducing cost or exposure in a legal forum and reduces costs in storage and backup. Remaining proactive and consistent is a key feature in a successful policy,” Perry said.

Posted October 20, 2015 | by admin |in News, Regulations

Braden Perry to Speak on CFTC Dodd-Frank Title VII Market Reform

The Knowledge Group/The Knowledge Congress Live Webcast Series, the leading producer of regulatory focused webcasts, asked Braden Perry, former Senior Trial Attorney at the CFTC and founder of the Kansas City-based Kennyhertz Perry law firm to speak at the Knowledge Congress’ webcast entitled: “CFTC’s Financial Market Reform in 2015: Boon or Bane? Live Webcast.” This event is scheduled for May 15, 2015 @ 3:00 pm – 5:00 pm (ET).

Mr. Perry will be part of a panel of key thought leaders and practitioners will provide an overview and discussion of the latest changes to The Dodd-Frank Act that affect Financial Market Reform.

Posted May 12, 2015 | by admin |in CFTC, Regulations, White Collar Crime

Perry Speaks with Law360 on CFTC Enforcement Actions Returning to Administrative Court

In an interview with Law360, former CFTC senior trial attorney and Kennyhertz Perry partner Braden Perry discussed the CFTC’s recent decision to take enforcement proceedings to administrative court. Citing lack of resources, the CFTC claims bringing enforcement actions in administrative courts would “allow the commission to develop its expertise and the powers given to it in 2010 by Dodd-Frank.”  Perry described it as a “setback” for subjects of CFTC investigations and the lack of resources at a federally funded agency “shouldn’t be the reason for a policy change that eliminates what a defendant might see as a fair and full process.”

Posted November 15, 2014 | by Braden Perry |in CFTC, News

Perry Speaks with Law360 on Panther Energy Indictment

Braden Perry recently spoke with Law360 regarding the HFT spoofing indictment filed against Panther Energy Trading, LLC.  The indictment, alleging Panther Energy designed and deployed algorithms that issued and canceled orders within milliseconds — faster than the blink of an eye but long enough to be detected by other automated trading programs that troll the markets.  These actions “spoofed” the markets with enormous buy or sell orders that were canceled almost instantaneously, all to win illegal profits by manipulating the price of futures contracts.  The action, according to Perry, protects high frequency traders and ensures integrity in the markets.  

Posted November 1, 2014 | by Braden Perry |in CFTC

Braden Perry Speaks with Fiduciary News on 401(K) Plan Fees

Kennyhertz Perry’s Braden Perry recently spoke alongside other industry experts regarding 401(k) plan fees and the issues surrounding benchmarks. The article in full is as follows:

Every 401k plan sponsor wants to know the answer to this question. Every plan participant would benefit if their plan sponsor would know the answer to this question. Every industry reporter, analyst and pundit think they know the answer to this question. Every regulator knows there’s no right answer to this question.

Posted August 6, 2013 | by Braden Perry |in Compliance, News, Wealth Management

Kennyhertz Perry Form Law Practice ; Serving Clients in Highly Regulated Industries.

Kansas City, MO (May 20, 2013)- Two veteran Kansas City attorneys, John Kennyhertz and Braden Perry, are pleased to announce the formation of Kennyhertz Perry, LLC.  The business, litigation, and government compliance firm represents companies and individuals in highly-regulated industries, bringing a unique mix of top law firm expertise, practical experience, and pragmatic business solutions.

Posted May 20, 2013 | by admin |in Litigation, News